MarkDiehl.com

Health Information Architecture, Data Modeling, and Enterprise Architecture Planning


The U.S. Standards Environment

American National Standards Institute


ANSI Health Informatics Standards Board


National Institute of Standards and Technology



 

 

 

Voluntary Consensus Standards


The Federal Role


International Standards Development


U.S. Health Informatics Standards Activities

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 


All content copyright © 2002, 2003 by Mark Diehl.  All rights reserved.

 

Throughout the United States and Internationally, standards organizations have been actively pursuing initiatives in the health information area.  The focal point for standards activities in the United States are the American National Standards Institute along with its accredited standards development organizations.  Worldwide, the International Standards Organization mission is to assemble national standards representatives, such as ANSI, and harmonize their standards with a view toward international commerce.

The American National Standards Institute

The American National Standards Institute (ANSI) has been the administrator and coordinator of the United States private sector voluntary standardization system for over 80 years.  Since its founding in 1918 by five engineering societies and three government agencies, the Institute has remained a private, not-for-profit, membership organization.  ANSI operations are supported by a diverse constituency of private and public sector organizations.  The primary goals of ANSI are to improve the global competitiveness of U.S. business and to enhance the American quality of life.  ANSI achieves these goals by promoting and facilitating the development of voluntary consensus standards, standards conformity assessment, and standards integrity and harmonization. 

ANSI does not itself develop standards but designates American National Standards (ANSs) from its constituent organizations.  ANSI principal activities are facilitating development by establishing consensus among qualified standards developer groups and ensuring that its guiding principles (consensus, due process and openness) are rigorously followed by standards developers.  Currently almost 200 entities are accredited under one of three ANSI methods of accreditation (organization, committee or canvass).  ANSI-accredited SDOs are committed to supporting the development of national and, in many cases international standards, addressing such critical issues as technological innovation, marketplace globalization and regulatory reform. 

ANSI promotes the use of U.S. standards internationally.  ANSI advocates U.S. policy and technical positions in international and regional standards organizations, and encourages the adoption of international standards as U.S. national standards where these meet the needs of the U.S. user community.  ANSI is the only U.S. representative to the International Organization for Standardization (ISO).  ANSI was a founding member of the ISO and remains a member of the governing ISO Council, and the ISO Technical Management Board.  As such ANSI is the sole U.S. organization that may express an official U.S. position and vote on international standards issues. 

Organizations in the United States have immediate access to the ISO standards development processes through ANSI.  As part of its responsibilities as the U.S. member body to ISO, ANSI accredits various U.S. Technical Advisory Groups (U.S. TAGs) to represent national interests in ISO activities.  The primary purpose of the U.S. TAG is to develop and transmit U.S. positions on activities of and vote in the international technical committee.  U.S. standards are often taken forward, by ANSI through the U.S. TAG, to the ISO where these may be adopted in whole or in part, or may contribute to international standards.

The ANSI Health Informatics Standards Board 

An essential standards coordination activity by the American National Standards Institute is the hosting of standards boards, such as the boards for medical devices and health informatics.  For a decade, the American National Standards Institute has been leading the voluntary coordination of healthcare informatics standards among all United States' standard developing organizations.  The ANSI Healthcare Informatics Standards Board (HISB) is the third of a sequence of standards harmonization activities, Initially the Healthcare Informatics Standards coordinating Committee (HISCC) sought to bring together SDOs to share information.  This effort was followed by the ANSI Healthcare Informatics Standards Planning Panel (HISPP) which sought to actively coordinate future direction of standards development.  ANSI HISB provides an open, public forum available to every major developer of healthcare informatics standards in the United States.  Of the approximately two dozen 26 voting members and more than 100 participants are ANSI-accredited and other standards developing organizations, professional societies, trade associations, private companies, federal agencies, and business entities.

 

The scope of the ANSI Healthcare Informatics Standards Board addresses the coordination of U.S. standards for: 

  • healthcare models and electronic healthcare records,

  • the interchange of healthcare data, images, sounds and signals within and between organizations/practices,

  • healthcare codes and terminology,

  • the communication with diagnostic instruments and healthcare devices,

  • the representation and communication of healthcare protocols, knowledge, and statistical databases,

  • privacy, confidentiality and security of healthcare information,

  • identifiers for healthcare providers, patients, entities, etc., and

  • additional areas of concern or interest with regard to healthcare information.

ANSI HISB is a primary vehicle for the dissemination of information among the SDOs and among Federal agencies and departments, and the SDOs.  Particular attention is directed toward the implementation of requirements of the Health Insurance Portability and Accountability Act of 1996 (HIPAA).

The National Institute for Standards and Technology

In the United States, responsibility for setting product and process standards rests almost exclusively with the private sector.  The private sector often calls upon NIST to provide technical support that contributes to the development of high-quality domestic and international standards. More than 300 NIST staff participate in over 1,200 national and international standards developing activities. In addition, the National Technology and Advancement Act of 1995 provides specific responsibilities for NIST to coordinate federal use of and participation in documentary standards.  

Government agencies rely heavily on voluntary standards, which they often incorporate into regulatory and procurement requirements.  The National Technology Transfer and Advancement Act of 1995 (P.L. 104-113) directs all Federal departments and agencies to use standards developed by voluntary consensus organizations.  The aim is to eliminate unnecessary duplication of private sector activities by the government and to reduce the complexity of the standards.  NIST coordinates the use of civilian voluntary consensus standards by federal agencies and coordinates the federal government's standard-related activities with the private sector.   

In the past, NIST developed standards in four key areas: 

  • Measurement standards—provide measurement traceability, at necessary levels of accuracy, to national standards

  • Documentary standards—specify characteristics of products, processes, services, or systems

  • Conformity assessment/accreditation—procedures for demonstrating compliance with standards and regulations

  • Information technology standards – specify the essential elements of information technology-hardware, software, interfaces, methodologies, and networks.

Information technology standards facilitate system interoperability, data interchange, and underpin computer security and information privacy.  These are critical to realizing many widespread benefits offered by advances in healthcare and electronic and mobile commerce.  

Prior to 1996, NIST developed numerous Federal Information Processing Standards (FIPS) that covered both the hard and soft technologies, providing specifications for disk media, interface connections, data interchange formats, etc.  Following P.L. 104-113, the role of NIST changed to assist industry groups as they develop IT standards, for example to provide testbeds that industrial collaborators may use to evaluate prospective standards implementability and especially to assess compliance.  Typical FIPS that remain relevant to health information technology are: 

  • FIPS PUB 183 Integration Definition for Function Modeling (IDEFO), 1993 December 21, describing the IDEF0 modeling language (semantics and syntax), and associated rules and techniques, for developing structured graphical representations of a system or enterprise.

  • FIPS PUB 184 Integration Definition for Information Modeling (IDEF1X), 1993 December 21, describing the IDEF1X modeling language (semantics and syntax), and associated rules and techniques, for developing a logical model of data.

  • FIPS PUB 127-2 Database Language SQL, 1993 June 2, which adopts the American National Standard ANSI X3.135-1992 Database Language SQL to define the syntactic and semantic rules for database definition and data manipulation in a relational model database management system.

  • FIPS PUB 161-2 Electronic Data Interchange (EDI), 1996 May 22, that adopts, with specific conditions, the families of EDI standards known as X12, UN/EDIFACT and HL7 developed by national and international standards developing organizations. FIPS 161-2 does not mandate the implementation of EDI systems within the Federal government, but requires the use of the identified families of standards when Federal agencies and organizations implement EDI systems.

Current FIPS listings and descriptions may be viewed at the NIST FIPS Web page (http://www.itl.nist.gov/fipspubs/).

Many of the withdrawn FIPS were replaced by adopting voluntary industry standards for Federal government use, had not been updated to adopt current or revised industry standards, were applicable to obsolete technology, or in some cases, commercial products implementing industry standards became widely available. 

NIST actively coordinates standards activities with those of the private sector, in particular ANSI and ANSI accredited standards developers.  Because ANSI serves to coordinate US activities, particularly with respect to the International Organization for Standardization and the International Electrotechnical Commission, and develop cross-cutting policy positions within the United States, there is potential for confusion of functions.  In December 2000, NIST and ANSI signed a memorandum of understanding that recognizes the particular responsibilities of each.